/2005) (Synopsis) 10/06/2004 4. Notification of the Securities and Exchange Commission KorNor. 14/2543 Rules, Conditions and Procedures for Management of Private Funds (codified as of 23/04/2004
/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 9/2540 (Synopsis) 26/06/1997 2
and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis) 05/01/2005 01/04/2005 4
(Synopsis) 15/10/1997 01/01/1998 2. Notification of the Securities and Exchange Commission Kor Thor. 32/2560 Maintenance of Net Capital 29/12/2017 16/01/2018 3. Notification of the Securities and
/01/2005 01/03/2005 2. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis
and Exchange Commission 14/2546 (Synopsis) 11/07/2003 01/08/2003 7. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 8. Notification of the Securities and