to clients; (3) mutual fund management excluding foreign investment funds; (4) private fund management; (5) securities borrowing and lending; (6) financing securities business; (7) derivatives
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Securities Borrowing and Lending >> การโฆษณากิจการของบริษัทหลักทรัพย์ (มาตรา 98(10)) ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้
subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to
securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to securities borrowing and
SYNERGY PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 20/12/2022 17:17 The Inter-Company Borrowing and Lending Agreement (ICBL) between GPSC and PTT 28/02/2022
securities as well as rules on securities borrowing and lending, investment analysis and giving advice, submissions of clients? transaction confirmations, service in high risk or complex financial products and
and underwriting of investment units and securities borrowing and lending. This is to ensure sufficient information for monitoring and examining safe-keeping of client assets. The consultation paper is
contravening Section 343 and 83 of the Penal Code. Furthermore, the operation violated Emergency Decree Governing Fraudulent Borrowing B.E.2547 (2004). The public prosecutor issued a prosecution order against