e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5)) Type Title Section See Document Status Notified Date Effective Date 1. Act
e-service Online Submission See canceled document Securities Borrowing and Lending >> Management Approval and Revocation (section 104) Type Title Section See Document Status Notified Date Effective
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
Securities Borrowing and Lending Limited BDU Investment Advisory Derivatives Advisors Approval and Standards Practice Code of Conduct Fees Related Circular Letter Appoint/Approval/Code of conducts and Standard
ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 25/10/2022 17:50 Borrowing from related party 24/07/2020 17:46 Connected transactions
) Date (Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http
(Oldest) Notification of the Securities and Exchange Commission KorNor. 1/2554 Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund http