Exchange Act 2535 100 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board TorKhor. 35/2553 Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units
accuracy, nor be held liable for any loss or damages arising out of or in connection with its use. -Unofficial translation- Notification of the Ministry of Finance Re: Appointment of the Settlement Committee
. 23/2544 Re: Rules, Conditions and Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the
expenses respectively. Selling expenses mainly consist of advertising expenses, salary & allowances and booking & reservation fees. Administrative Expenses The administrative expenses of the Company for the
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
May 7 ,2020 Dear Director and The Manager of SET Re: Clarification on the Operating Result of Quarter 1/2020 and the Appointment of Auditor Thai economy of quarter 1/2020 tends to shrink from the
conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
facilitate the financial statements submission to SEC, as required. However, the companies must propose the auditor appointment for the shareholders’ consideration at the next shareholders’ meeting to be
, Thailand. Prior to the recent appointment, she was Director of the Financial Education Department, the Sales Conduct Supervision Department and the Investment Management Policy Department, respectively