issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound

issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound

jurisdiction where such foreign person operates business; (2) being under the supervision of the regulatory agency under Clause 10(1)(b); (3) being a person recognized by the SEC Office. Clause 12 4 Except as

; (2) being under the supervision of the regulatory agency under Clause 10(1)(b); (3) being a person recognized by the SEC Office. Clause 124 Except as provided in Clause 10 and Clause 11, an

; (2) being under the supervision of the regulatory agency under Clause 10(1)(b); (3) being a person recognized by the SEC Office. Clause 124 Except as provided in Clause 10 and Clause 11, an

criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business; (2) being under the supervision of any of the

criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business; (2) being under the supervision of any of the

criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business; (2) being under the supervision of any of the

regulator for Thai capital market, as evidenced by an endorsement from the European Commission (“EC”) given to the SEC in June 2013 to acknowledge the SEC’s audit oversight system as being equivalent to that

Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More Information ContactUs ​Audit Oversight Department Tel. +66-2263-6097 / +66-2263-6096    Financial Reporting