market. The event gave an opportunity to gain knowledge and experience as well as to exchange views among the SEC, researchers, educational institutions, businesses in the capital market, and both public

; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting

; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the

; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the

the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of

the service under the provisions being applicable to mutual fund management company, but FWD Life Insurance Public Company Limited failed to comply with the provisions being applicable to mutual fund

Mr. Somsak Leeswadtrakul Between 2008 and 2010, Mr. Somsak Leeswadtrakul, while being chief executive officer of G Steel Public Company Limited (GSTEL), together with Miss Kannikar Soykeeree, while

Miss Kannikar Soykeeree Between 2008 and 2010, Miss Kannikar Soykeeree, while being commercial executive vice president of G Steel Public Company Limited (GSTEL), together with Mr. Somsak

Mr. Nakun Sakunchotikarote Between 2008 and 2010, Mr. Nakun Sakunchotikarote, while being corporate finance executive vice president of G Steel Public Company Limited (GSTEL), aided and abetted Mr

Mr. Somsak Leeswadtrakul Between 2009 and 2010, Mr. Somsak Leeswadtrakul, while being vice chairman of G J Steel Public Company Limited (GJS), together with Mr. Chanathip Trivuth, while being