country regulators are able to provide assistance in investigation and the exchange of information relating to violation of securities law;- At least two directors must be Thai nationals and reside in
Section 109 Securities and Exchange Act B.E. 2535 Section 109. The Office may require any securities company to submit any report or present any document for any period or from time to time as
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
management companies.Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to the
management companies. Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to
1 (Unofficial Translation)* Securities and Exchange Act (No. 3) B.E. 2546 _________________ BHUMIBOL ADULYADEJ, REX., Given on the 3rd day of July B.E. 2546; Being the 58th Year of the Present Reign
first forum for SEC to present and share knowledge, experience, and the practice within the UN guiding principles framework of this matter. And SEC will be a part of the government sector that will help
lifestyles. In addition, the government has launched NDID project that will be the country’s central infrastructure for service providers in both public and private sector in compliance with ease of doing
At present, the interest in mutual funds with features related to sustainability factors such as environmental, social, and governance (ESG) has gained traction globally in the past few years. The