diligence task related to either (1) Business (e.g., issuer information, business plans, digital token projects) or (2) Technology (e.g., source code in smart contracts or other mechanisms used in place of

a manager of the branch office or a person responsible for the operation of a branch office. “fund manager” means a mutual fund manager or a private fund manager who performs the duty of making

instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 24/2020 Dated 02/09/2020

which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021

perform her duty resulting in AEC?s violation of section 109 SEC Act S.283 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 33/2021 Dated 18/08/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 52/2021 Dated 21/12

Property Perfect Public Company Limited Property Perfect Public Company Limited (?PF?), a securities issuer, had duty to prepare and submit the annual report for the year 2018 (Form 56-2) through

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 28/2021 Dated 18/08/2021

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021