Approval of Auditors in the Capital Market
(Unofficial Translation) 1 Licensing Manual: Application for Approval of Foreign Auditor (General Case) Authority: the Office of the Securities and Exchange Commission (public agency) Rules
found a defect of the auditor and suspended or revoked the approval, or agreed with the enforceable undertaking, or disclosed the undertaking of the SEC Office regarding the defective performance, as the
Application for Approval and Granting of Approval for Offering of Newly Issued Shares
Rules on Application for Approval and Granting of Approval to Undertake Trust Business
Approval for Undertaking of Derivatives Business (No. 2)
Approval for Undertaking of Derivatives Business (No. 3)
Re: Rules, Conditions and Procedures for Approval of Securitization Projects
The Approval of Personnel in the Capital Market Business
The Approval of Personnel in the Capital Market Business