date of such bonds. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following rules, as the case may be: (1) for appointing or
Bangkok, October 4, 2011 ? The Cabinet resolves to appoint Mr. Vorapol Socatiyanurak to serve as SEC Secretary-General, effective today. Mr. Vorapol Socatiyanurak, aged 56, graduated with a Bachelor
retail clients? assets, namely those undertaking securities business in the category of inter dealer-broker and venture capital management, are allowed to appoint any director to perform the duty of an
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian
appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors
. Teetiphun Theppadungporn's directorship. Given such circumstances, the SEC views that an immediate arrangement of a shareholders? meeting to appoint new directors is imperative. The SEC has thus instructed
right to vote, excluding the vote of the shareholders having a conflict of interest. • Appoint Discover Management Co., Ltd. to be the Independent financial advisor to express and prepare the opinion in
trustee shall appoint the settlor as the trust manager”. (b) “this trust is not a juristic person but a pool of assets registered under the name of the trustee and subject to the management thereof; (c