e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status

e-service Online Submission See canceled document Securities Underwriter Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status

e-service Online Submission See canceled document Securities Dealer Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Derivatives Agent >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Derivatives Dealer >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status Notified Date

agreements relevant to the transaction to facilitate the NPL management and collection business operation. While the transaction is classified as a sizable related party transaction and asset acquisition, the

investment planner, classified as a new category of regulated capital market personnel.

of the company and shareholders as a whole. The above transactions are classified as high value acquisition of assets required the shareholders? meeting approval with the vote of at least three fourths

Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6

(“Mandarin”). This transaction is classified as the connected transaction with the following details: The transaction date : After the approval from the Board of Directors’ meeting. The connected parties