providing services to a client immediately. Division 2 Investment Analysis and Providing Consultation to a Client _____________________________ Clause 38 In case an intermediary wishes to analyze and provide
intermediary wishes to analyze and provide consultation relating to the investment to its client, the intermediary shall comply with the following rules: (1) [i] arrange a person who have obtained an approval
intermediary wishes to analyze and provide consultation relating to the investment to its client, the intermediary shall comply with the following rules: (1) [i] arrange a person who have obtained an approval
issues relating to the audit regulation, the audit quality control, and the audit of financial statements of global standards, e.g., data analytics in audit and the use of audit indicators to analyze the
analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and
analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and
Green Net 1282 Co., Ltd. (“GNET”) of the NBC by purchasing entire ordinary shares in GNET in the total number of 189,997 shares at par value of 100 Baht or totaling 99.998 of the total sold shares in GNET
(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section
)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch
Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders