Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment

suspended the approval for {A} as an investment consultant for complex instruments type 1** for nine months and 22 days, effective from 22 April 2020. Investors are strongly advised to be cautious and

prohibited to hold the position of independent director of the Company. Such prohibited relationships include: - executive director, employee, worker, advisor who receives regular salary or controlling

prohibited to hold the position of independent director of the Company. Such prohibited relationships include: - executive director, employee, worker, advisor who receives regular salary or controlling

แบบคำขอรับความเห็นชอบให้บริการ Wealth Advisor

Special Extension for Approved Status of Auditor, Financial Advisor and Compliance

แบบคำขอรับความเห็นชอบเปลี่ยนแปลงระบบงาน Wealth Advisor

Registration of Derivatives Business Operator In the Category of Derivatives Advisor

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor