report. This will ultimately lead to more useful, more accurate and more relevant financial information. Moreover, the SEC circulated the findings arising from audit inspection, namely risk assessments and
PowerPoint Presentation การซกัซอ้มวธิกีารค านวณคา่ความเสีย่ง Large Exposure Risk ฝ่ายนโยบายธรุกจิตวักลาง มถินุายน 2563 Counterparty Risk Large Exposure Risk (LER)* Position Risk Investment Risk
, resulting in fewer deficiencies detected. There are, however, other areas in which further improvements are warranted such as audit planning and risk assessments, audit procedures in response to fraud risk
. Nonetheless, the business sector remained challenged by new modes of competition, the broader marketplace amid the advancing digital age, regulatory changes, the rapid pace of technological advancement and fast
concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the
persons facing reduced exposure to drought risk Natural disaster risks management • Construction/upgrade of dams, reservoirs, dykes, canals and green infrastructure Prevention of flood related disasters
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
market environment. While digital asset businesses are innovative and constantly related to technological advancement and financial innovation, SEC continues to promote the optimal use of digital assets
international standard setters for disclosure on sustainable finance, use of technologies and digitalization for development and regulation, advancement of financial technologies, supervision to promote the
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor