reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of
reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of
over the previous year, with some findings in the substantive procedures of complex transactions or transactions that required intensive judgment. The firms can remedy deficiencies by increasing the
issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees, registration fees, approval fees or operating fees
issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees, registration fees, approval fees or operating fees
. This reflects the emphasis and determination of leaders of audit firms and their staff on improving the level of audit quality. During this second year of the second-cycle annual audit inspection, the
-2012), as presented in figure 2. Such improvements naturally reflected the emphasis and determination of firm leaders and their staff on improving the level of audit quality. Figure 2 Comparison of
and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives By virtue of Section 14, Section 89/3 and Section 89/6 of the
Determination regarding Definition of Institutional Investor and High Net Worth Investor. “client” means user of an intermediary’s services. “Stock Exchange” means the Stock Exchange of Thailand. “derivatives
Commission No. KorJor. 17/2551 Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18