procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

The live webinar features special lectures and CEO panel discussion to share views and experiences on business management in compliance with respect for human rights principles.   The seminar agenda

conformity to be deemed as compliance with the relevant regulations under this Notification; (3) require derivatives exchanges to submit reports or any particular documents to the SEC Office periodically or

guidelines of practice that is proper and in compliance with this Notification, with which conformity to be deemed as compliance with the relevant regulations under this Notification; 3 (3) to allow the SEC

management companies.Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to the

management companies. Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to

., Ltd. (ThaiWM / website: thaiwm.com).In addition, SEC is reviewing information of two other digital asset business operators that have applied for operating licenses, in conformity with the

investors in Thai listed companies will be more confident in term of sufficient investor protection. The announcement further illustrates that the SEC?s practices and supervision are in conformity with

compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement

compliance unit ("Head of Compliance") by the date specified in the notification. However, CoinsTH appointed a new Head of Compliance on May 2, 2024. DAB Act S.94 in conjunction with 30 Settlement