shall have a clear principle in taking of purchase or redemption order of investment units and verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain
verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units
user's website visit. Visit the Microsoft website Necessary ApplicationGatewayAffinity This cookie is used for managing browsing sessions. It enables keeping the web browser traffic assigned to single
when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two
://www.facebook.com/sec.or.th/ Thailand Taxonomy Phase I and related documents can be downloaded at the BOT web site: https://www.bot.or.th/th/financial-innovation/sustainable-finance/green/Thailand-Taxonomy.html and
regulations within 90 days of the effective date.______________________Remarks: Three related notifications have been made available on the SEC web site, as follows: (1) The Notification of the Capital Market
Foreign Currency 17/01/2017 16/02/2017 2. Notification of the Office of the Securities and Exchange Commission  SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of
public by such securities companies and derivatives broker. In this regard, the SEC Thailand assumes no responsibility for verification, examination or certification of completeness, accuracy and update of
of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains