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comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446

https://publish.sec.or.th/nrs/6330se.pdf

SEC public hearing on a proposed revision to securities business licensing regime to facilitate application procedure and support new business entry

telephone/facsimile at 0-2033-4620 or 0-2263-6050 or email: nattasasi@sec.or.th or rangrong@sec.or.th. The public hearing ends on 8 December 2017. __________________

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6858

SEC welcomes business operators’ application for approval to become wealth advisor

services” added Rapee.Interested parties in applying for approval of wealth advisor are welcome to contact SEC for advice and recommendations via telephone on 0-2263-6050 and 0-2033-4620, or email

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8346

SEC instructs JKN and persons involved to further clarify the issue regarding the seeking of the Board of Directors meeting’s resolution to approve rehabiliation petition

formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore conducted virtually via telephone instead. Given the significance of the case concerning the duties of listed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10277

SEC suspends two investment consultants for trading on behalf of clients and failure to completely record client?s trading orders

misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5636

outlook of the Company is described as following; Mobile Retail Business (Core Business) Jaymart Mobile Co., Ltd, engages in mobile phone retail business, entering into high season of sale in Q4/2018

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201811/18102288.pdf

Derivative Warrant Prospectus - MACQ : MACQUARIE SECURITIES (THAILAND) LIMITED

Derivative Warrants | CHMOBI28C2308A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN AUGUST 2023 # A | CHINA MOBILE LIMITED

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=516759

Derivative Warrant Prospectus - MACQ : MACQUARIE SECURITIES (THAILAND) LIMITED

Derivative Warrants | CHMOBI28C2401A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN JANUARY 2024 # A | CHINA MOBILE LIMITED

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=542548

Derivative Warrant Prospectus - MACQ : MACQUARIE SECURITIES (THAILAND) LIMITED

Derivative Warrants | CHMOBI28C2404A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN APRIL 2024 # A | CHINA MOBILE LIMITED

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=575370

Derivative Warrant Prospectus - MACQ : MACQUARIE SECURITIES (THAILAND) LIMITED

Derivative Warrants | CHMOBI28C2303A | DERIVATIVE CALL WARRANTS ON CHINA MOBILE LIMITED (941) ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN MARCH 2023 # A | CHINA MOBILE LIMITED

http://market.sec.or.th/public/ipos/IPOSDW01.aspx?TransID=478576