, SEC Secretary-General also addressed issues of information disclosure and transparency, which are other important issues for listed companies. SEC has improved these issues to the point of being able
corporate governance. Another key change to the assessment is the introduction of an independent validation in addition to the existing peer-review process. The enhancements are being introduced to strengthen
public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged
criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to
undesirable to leave the progress of learning and improvement being done individually and because the new law requires the appointment of Data Protection Officer (DPO) in every organization, ACIOA, therefore
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
opening ceremony and gave a keynote address on the topic, “The Roles of the Capital Market and the National Economic Development 2021.” He also presented the ASEAN Corporate Governance Scorecard Awards to
. As a result, they are not allowed to hold the positions of director and executive of any company whose securities are listed on the Stock Exchange, as from the date of being imposed with the criminal
foreign investors’ participation in the Thai stock market without being subject to the foreign limit – it is appropriate to amend the regulations related to provision of NVDR transaction services by