nationality, on account of operating securities business without license.? Several foreign investors informed the SEC that Mr. Malpass, who resided in Thailand, had solicited them to transfer their pension
Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
Today, SEC and organizations in the capital market – namely, the Stock Exchange of Thailand Group, the Federation of Thai Capital Market Organizations (FETCO), the Association of Securities
licenses under the law are allowed to provide services related to digital asset trading, exchange, depository, transfer, withdrawal or any transactions related to digital assets in Thailand. Violators or
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
institutions to share Thai capital market information and seek business alliances. Also joined the trip were the President of Thailand Post Co., Ltd., Anusra Chittmittrapap and executives who visited Japan Post
Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date : 29/12
Application Upbit Global Block (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date
https://bs.321589.com:ANZ Thailand (assuming the appearance of licensed business operator by using the name of ANZ BANK (THAI) PUBLIC COMPANY LIMIT : Unlicensed securities and derivatives business