Bangkok, December 24, 2010 ? Positive outlook lies ahead for emerging markets as capital inflows are expected to continue next year, but financial institutions and business sectors should adopt
SEC is conducting a public hearing on draft notification on financial statement forms for securities companies and derivatives business operators to be in line with Thai Financial Reporting
SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
SEC Secretary-General Ruenvadee Suwanmongkol, as a Chairperson of Business Security Law Drafting Task Force under the Prime Minister’s Office Order No. 257/2560 Re: Appointment of Business Security
Bangkok, September 25, 2008 ? The SEC teamed up with the Economic and Cyber-Crime Division (ECOTEC) of the Royal Thai Police today to conduct a raid on the office of Glory Bullion (Thailand) Co., Ltd
institutions to share Thai capital market information and seek business alliances. Also joined the trip were the President of Thailand Post Co., Ltd., Anusra Chittmittrapap and executives who visited Japan Post
, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate
SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
Today, SEC and organizations in the capital market – namely, the Stock Exchange of Thailand Group, the Federation of Thai Capital Market Organizations (FETCO), the Association of Securities