independent director is not allowed to serve in the audit committee of the subsidiary to prevent a conflict that may arise from monitoring and protecting shareholders' interest of both companies. Q: What are
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
Privacy Policy, you may contact or address your questions to the SEC Office via the following channels: Name of the Organization in Thai: สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Name of the
companies and life insurance companies, the short-term bills may be offered to HNW. [3] For listed companies on the Stock Exchange of Thailand that do not have any issue of good corporate governance in which
2022 – The Securities and Exchange Commission (SEC), in cooperation with the Stock Exchange of Thailand (SET), is seeking public comments on proposed amendments to the regulations governing public
Ministerial Regulations as follows: Clause 1 Person eligible to apply for license to undertake securities business in the category of inter - dealer brokerage shall- (1) not have shareholder or controlling
Securities and Exchange Act B.E. 2535 and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation
case may be, with an intent to cause the opening or closing price of such securities to be higher or lower than it should have been; 5. Placing, modifying, or cancelling a securities trading order in
case may be, with an intent to cause the opening or closing price of such securities to be higher or lower than it should have been; 5. Placing, modifying, or cancelling a securities trading order in
facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai