worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

Criteria used to determine asset selling price is referred to the appraisal of the following 3 independent appraisers: Name of Appraisal Company Method of Valuation Appraisal Value Date of Valuation 1

method, is 2.04% of the total assets of the Company as of 31 December 2019. The transaction size is less than 15% of the total Asset value (Total Asset value of the Company based on audited financial

Purchaser also agreed to adjust the Enterprise Value by the amount of cash, interest-bearing liabilities and actual net working capital of the Targets as at the Completion Date under the terms and method

calculated based on that alternate denomination. This approach of aggregating buildings in a bond portfolio is known as the Full Aggregation Method. Condition 1b: Will achieve equivalent performance over the

financial advisor of the Company viewed that the net present value (NPV) approach is the most suitable approach for the valuation because such method reflects business operation plan, profitability and growth

practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services

communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management

the Stock Exchange of Thailand ( the “SET” ) so the Company does not have a market price as a reference and the price determined by institutional investors through the book building method is not

. Assessor : The Valuation & Consultants Company Limited Method of Valuation : Market Comparison Approach Date of Valuation : 17 May 2019 6. Transaction Volume 6.1 The above transaction is conformed to related