Caravan to Provincial Areas project to Khon Kaen, as per the resolution of SEC Board Meeting No. 6/2019 on 6 June 2019, which approved the establishment of SEC Caravan to Provincial Areas project.On this
Bangkok, 23 January 2018 ? The SEC is seeking public comments on the proposed amendments to the rules governing disclosure of initial public offering (IPO) information, whereby the issuer would
To be in line with the government’s policy to promote the operations of social enterprises under the supervision of the Office of Social Enterprise Promotion, and to encourage more private
Bangkok, 28 April 2017 ? The SEC has ordered the Board of Directors of Polaris Capital Public Company Limited (POLAR) to further clarify individually within 15 days on the company's failure to hold
receipts to high net worth investors, except institutional investors, must be done through intermediaries.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The current rules allow high net worth
support is timely as the AARG seeks to speak with a unified voice to promote a high quality audit regime applied consistently across ASEAN.?Mr. Jarett Decker, Head of World Bank?s Centre for Financial
incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working
GJS will seek the annual general meeting’s resolution to ratify the financial support transaction for GSTEL in the form of short-term loan worth not exceeding 94 million baht without any collateral
Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However