investment. On 27July 2012, the SEC will hold an international symposium on Asia: the Dynamic Capital Market Frontier as part of celebration of the SEC?s 20th anniversary. Over 500 top executives, policy
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
exempted during the conversion process whereas the effective date of registration statement and draft prospectus of REITs will be expedited. In addition, one trust manager-one REIT rule generally applies to
securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders
obligations specified in the rule concerning acquisitions and disposals of material assets by listed companies. Please be informed accordingly, Yours sincerely, Finansa Public Company Limited (Mr. Vorasit
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viewall.php Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing ข่าว/ข้อมูลตลาดทุน ข่าว ก.ล.ต. ข่าว สรุปข้อมูลประจำสัปดาห์