showed no relationships among these companies. The SEC will pursue further investigation and take strict legal action if any wrongdoings are found. According to the Derivatives Act B.E. 2546, any

extension of the fee exemption period is part of the SEC’s action plan under the SEC Strategic Framework, which aims to build a sustainable capital market ecosystem and promote responsible investment among

cooperation among members, SEC will support ASCO in monitoring compliance of this guideline. If any member views that an exemption should be given to any shares, such member can explain the reasons to SEC?s

cooperation among the four agencies will help clarify news and rumor to the public more efficiently and promptly. This is because we can contact the right agency and the right person. Please be assured that

stabilized the share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price from 2.24 baht on July 17, 2009 to the highest at 8.70 baht on November 6

people?s understanding and skills on investment without spending too much time. To this end, financial literacy among Thais will be elevated and their financial status would eventually become more

various organizations are definitely a key success factor to achieve the higher level of financial literacy among the public. We trust that the collective action of 14 leading public and private

could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong

management and securities business financing. Additionally, to promote fair competition or level playing field among business operators in the capital market, derivatives intermediaries would also be allowed

Thailand will be, among other things, as follows:(1) it will be a juristic person under the Securities and Exchange Act; (2) its objectives will encompass promoting and supporting the development of the