monitored and controlled to prevent over-exposures in particular sectors, taking into account trend of industry growth and capital impact. Credit Underwriting and Approval KBank has formulated lending
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
already been appointed for more than 3 terms or 9 years. Besides, progress on anti-corruption policy will also be monitored for the 2nd year (continued from 2014). Vorapol Socatiyanurak, SEC Secretary
- Construction - Emerging Markets - A company entered into the service concession arrangement or the Joint Operation and Joint Investment with grantor If so how are above “normal risk” clients managed/ monitored
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
to clients shall be supervised in accordance with the work system laid out by the intermediary . Clause 26 For the communication with or providing services to a new client , an intermediary shall
provision of services to clients shall be supervised in accordance with the work system laid out by the intermediary. Clause 26 For the communication with or providing services to a new client, an
provision of services to clients shall be supervised in accordance with the work system laid out by the intermediary. Clause 26 For the communication with or providing services to a new client, an
. The company have closely monitored the payment of the aforementioned debtors and are strictly following the accounting procedures and practices of the Company. 4. Financial expenses amount of 47.06
supervision (i.e., listed companies, brokers, dealers, asset management companies and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993