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Mr. Adirek Umbangtalad Mr. Adirek Umbangtalad, an investor contact (marketing officer) at Merchant Partner Securities PLC, aided and abetted Mr. Sagha Sakulekpaisan in manipulating the share price of

http://market.sec.or.th/public/idisc/en/Enforce

Limited BDU

://www.kasikornsecurities.com KTX KRUNGTHAI XSPRING SECURITIES CO.,LTD. http://www.krungthaixspring.com LGT LGT SECURITIES (THAILAND) CO.,LTD. https://www.lgt.com/asia/en/ MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO.,LTD

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Securities Companies and Other Financial Institutions

. http://www.lhsec.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Company and Other Financial Institutions

://www.liberator.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT PARTNERS SECURITIES

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Notification of the Securities and Exchange Commission KorThor 12/2553

Determination of Undertaking not Deemed as a Derivatives Dealer

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5408&SearchNo=

Securities Companies and Other Financial Institutions

://www.macquarie.com/th/en.html MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO.,LTD. http://www.merchant.co.th PST PHILLIP SECURITIES

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=

Licensed Derivatives Broker

://www.lgt.com/asia/en/ LIB LIBERATOR SECURITIES CO.,LTD. https://www.liberator.co.th/ MST MAYBANK SECURITIES (THAILAND) PUBLIC CO.,LTD. http://www.maybank-ke.co.th MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=A0&grptype=&lcstype=&applytype=1

Bond Dealer & Underwriter

://www.krungthaixspring.com LHS LAND AND HOUSES SECURITIES PUBLIC CO.,LTD. http://www.lhsec.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=2&grptype=lcstype=/en