allowed to provide services for retail investors to invest in foreign financial products on the condition that such products have similar characteristics to those offered in Thailand. Given the fact that
on an ongoing basis. 1.4 Gains and returns on financial instruments The Company’s gains and returns on financial instruments in 2019 was Baht 1,706 million, similar to the previous year which were Baht
supervisory standards on collective investment schemes with characteristics similar to mutual funds (Principles 24-27); however, in case of outsourcing the function which is investment management or derivatives
standards on collective investment schemes with characteristics similar to mutual funds (Principles 24-27); however, in case of outsourcing the function which is investment management or derivatives
similar characteristics. 4 Has been revised to add derivatives knowledge. (UNOFFICIAL TRANSLATION) No. Work Experience/ Relevant Knowledge Qualifications Relevant Work Experience1 List of Required
; Debt instrument means all types of debt instruments and sukuk; Mutual fund means all types of mutual fund, private fund, provident fund or any other securities with similar characteristics. 3 Experience
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
sector. Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism
banking business and is under the supervision of an entity which has similar supervision to that of the Office; (4) “Securities business operator” means (a) Any company licensed to undertake securities
banking business and is under the supervision of an entity which has similar supervision to that of the Office; (4) “Securities business operator” means (a) Any company licensed to undertake securities