’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8059 SEC launches automated
’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8059 SEC launches automated
information. Nattha Rungwong used rumors or news pieces that had yet to be confirmed by reliable, related parties as a basis for his advisory comments such as rumors of big lot purchases of certain
are advised to use information from official, reliable sources. In case of false information dissemination found, please inform the SEC Help Center at 0-2263-6000. The news reporters are also asked for
obtain Investment Advisor or Derivatives Advisor licenses. However, those eligible to provide advice to retail investors must be screened by local securities firms as being competent and reliable foreign
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
2015 and 2016 were restated because fictitious revenue had been recorded. The SEC reviewed Patamavan’s engagement performance as NMG’s auditor and found that she failed to obtain reliable evidence that
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply https://publish.sec.or.th/nrs/8264p.doc 6564p.doc
accurate and reliable. Last December, the SEC had filed complaints against former SECC Chairman Sompong Witthayaraksan and other four accomplices on account of defrauding and embezzling the company?s assets