system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so. In addition, the SEC has sent a circular to all
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are
https://secsearch.sec.or.th/?search=virtual+property+OR+%22virtual+property%22+OR+%22digital+real+es... English (United States) Investors1 of Investment Fruad SHARE : Detail Content When solicited to
> ICO Portal Regulations SHARE : Detail Content Initial Coin Offering Portal (ICO Portal) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens
investors should understand, minimise and manage the conflicts of interest that they face and behave ethically, ensuring that they maintain focus on advancing beneficiary or client interests and disclosing
SHARE : SEC enhances real estate-backed ICO oversight to strengthen investor protection mechanisms Wednesday 24 February 2021 | No. 36 / 2021 Bangkok, 24 February 2021 – The Securities and Exchange
educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing investor education program and our working
SHARE : SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection Wednesday 11 December 2019 | No. 180 / 2019 Bangkok, 11 December 2019
raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing
to strengthen compliance Promote transparency in the initial public offering (IPO) share allocation process ● Required issuers to disclose their allocation methodology and clearly identify in the