that the operating plan must be consistent with the National Strategy, the National Economic and Social Development Plan as well as objectives of securities regulation. 6.2 Disclosure of confidential
Distribution of Newly Issued Shares and Share Warrants by Issuer
selection and appointment of the SEC Board of Directors, which may include the appointment of a subcommittee to screen the candidates, and the selection would be through a confidential voting method whereby
objectives of securities regulation in compliance with international standards. In addition, the SEC may disclose confidential information acquired by powers and duties performed under the Securities and
the company’s sensitive and confidential information. The board should ensure company-wide communication and implementation of the company’s communication and disclosure policy. 7.5.2 The board should
In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a part of financial conglomerate which has share holding structure, examination of
a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office
part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has
clients, in accordance with the orders of the derivatives exchange; (3) establish the rules empowering the derivatives exchange to disclose or share information on derivatives trading, members, offenses and
Type of securities : Common share | Effective Date : 10/06/2023 | Close Selling Date : 16/08/2023