) to (13) combining hold shares exceed 75% of share which entitle to vote; (15) foreign investors having qualifications as the investor prescribed in (1) and (2) “retail client” means client other than
SHARE : SEC orders temporary suspension of Zipmex services as digital asset exchange and digital asset broker Friday 2 February 2024 | No. 30 / 2024 Bangkok, 2 February 2024 – The Securities and Exchange
> Fundraising > Equity Instrument > Share > Subscription, sale and allocation Regulations SHARE : Detail Content Equity Instruments Shares Subscription, sale and allocation Criteria for limiting the
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
PUBLIC COMPANY LIMITED SEC extends deadline for KC special audit report 06/01/2017 K.C. PROPERTY PUBLIC COMPANY LIMITED SEC orders KC to amend financial statements and arrange a special audit Form 56-1
(1) or in case of an offer for sale of share warrants and the underlying shares for such warrants, the registration statement and draft prospectus shall be filed with the SEC Office in one set of
by the intermediary itself. Clause 27 An intermediary shall arrange the evidence of [i] communication with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and
: (1) arrange to have a unit or personnel to be responsible for receiving and handling the customer complaint; (2) arrange to have regulation in writing which establishes procedures for receiving and