' digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit

worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

offence committed by Zipmex concerning the case that between July 20, 2022 to August 25, 2022, Zipmex suspended the service of depositing and withdrawing customer's assets in Trade wallet and Z-wallet

connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers' digital assets with digital

major customer in the future. Then, the Company had entered the agreement with those entity by set up the strict payment conditions. At the present, 10% of the program right fee has been collected and the

การอันเป็นหน้าที่ที่ต้องกระทำ เป็นเหตุให้ บล. ดาโอ มีระบบงานในการทำความรู้จักลูกค้าและตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (Know Your Customer and Customer Due Diligence : KYC/CDD) บกพร่อง ทำให้มี

misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile

:  - have robust checks and balances mechanisms in place in every critical business system;   - have effective business continuity management and plans;   - have a customer onboarding and Know Your Customer

. Revenue from services 796.8 874.4 -8.9% 2.1 Fully Outsourced Contact Center Management Service 540.4 647.0 -16.5% 2.2 Outsourced Contact Center Facility 54.0 86.6 -37.6% 2.3 Outsourced Customer Service

business continuity management and plans;   - have a customer onboarding and Know Your Customer system (KYC) that are appropriate to evaluate product risks against characteristics of each customer