to undertake securities business under the first paragraph may be commenced after having been given an approval of the Minister upon the recommendation of the SEC. A merger of securities companies
. SEC Deputy Secretary-General Sirivipa Supantanet said: “Merger and acquisition (M&A) is a key mechanism for strengthening competitiveness and creating opportunities for business sectors. In this
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
change, such as, acquirement of additional business license, merger and acquisition or change of used technology. 8.5 Companies shall keep documents in relation to the test to be complete and up-to-date
change, such as, acquirement of additional business license, merger and acquisition or change of used technology. 5 To focus on protecting information and privacy of customers1 in angle of the BCP on cyber
) Securities Financing (section 4) Separation of Securities and Finance Businesses & Merger (section 90) Representatives Office of foreign securities companies (section 93) Holidays (section 110) Securities
Director at the Digital Government Development Agency (public organization) (DGA). His professional experience includes development of digital standards of government agencies, cyber security and member of
investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights
investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights