% and considered as asset acquisition Class 4 or Backdoor Listing. However, according to the Notification of the Acquisition and Disposal of Assets, this transaction of assets acquisition is not required
2015, which is the latest financial statement before the transaction. However, according to the Notification of the Acquisition and Disposal of Assets, this transaction is not required for submission of
ended 31 March 2015, which is the latest financial statement before the transaction. However, according to the Notification of the Acquisition and Disposal of Assets, this transaction is not required for
derivatives is required , except CFP new curriculum5 ✓ ✓ 4 Investment consultant of complex products Type 1. − − − ✓ ✓ 5 Approved or registered to perform similar duties to investment analyst on technical
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Consultant on General Products No. Relevant Knowledge Qualifications List of Required Examinations1 (1) Fundamental
latest financial statement before the transaction. However, according to the Notification of the Acquisition and Disposal of Assets, this transaction is not required for submission of an application to
Qualifications Related Work Experiences Required Examinations Securities Investment Analysis Related Rules on Investment Analysis Person approved or registered to perform duties in the same manner as ASEAN
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average
Complex Type 2 Investment Consultant