will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related. Investor Alert Please
aims to check whether clients possess or have borrowed securities before placing selling orders in compliance with relevant regulations. In any case, the SEC will apply stricter inspection and review of
16/2. Each board member appointed by the Minister shall be Thai national and shall not possess any prohibited characteristics in accordance with Section 9 and shall not be director, manager, person
the SEC Office to be the secretary of the Capital Market Supervisory Board. SECTION 16/2. Each board member appointed by the Minister shall be Thai national and shall not possess any prohibited
Minister shall be Thai national and shall not possess any prohibited characteristics in accordance with Section 9 and shall not be director, manager, person with power of management, officer, employee
Thailand Taxonomy Board The Thailand Taxonomy Board is established to develop Thailand Taxonomy, a classification system of economic activities deemed as environmentally-sustainable. The Board comprises agencies from both the public and private sectors to ensure all sectors’ views are reflected. In the initial phase, the list of agencies is as follows: 1. Bank of Thailand (BOT)* 2. The Securities and Exchange Commission, Thailand (SEC)* 3. Office of Natural Resources and Environmental Policy and...
หลักการ กำกับดูแลกิจการที่ดี สำหรับบรษัทจดทะเบียน ป 2560 Corporate Governance Code for listed companies 2017 ปกหนาสัน สารบัญ หน้า บทนา 1. วัตถุประสงค์ของหลักการกากับดูแลกิจการที่ดีฉบับนี้ (Corporate Governance Code: CG Code) 3 2. การกากับดูแลกิจการที่ดี คืออะไร 4 3. CG Code นี้ มีสาระสาคัญอย่างไร 5 3.1 หลักปฏิบัติ 8 ข้อหลัก 5 3.2 การปฏิบัติตาม CG Code 6 3.3 การอธิบาย เมื่อไม่ได้นาหลักปฏิบัติไปใช้ 7 4. CG Code นี้ ต่างจากหลักการกากับดูแลกิจการที่ดี สาหรับบริษัทจดทะเบียน ปี 2555 อย่างไร 7 5. การ...
system of the Office. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the
system of the Office. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the
. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the qualifications as