the clarifying statement on the sceptical issues derived from the review of facts from the applicant. In the case where the applicant wishes to apply for a waiver of a regulation under this Notification
making decisions about appropriate courses of action during the audit. • Professional judgment process includes: 1 Clarifying the issues and objectives 2 Considering the possible alternatives 3 Gathering
development of the Green Bond market by clarifying the approach for issuance of a Green Bond. The GBP are intended for broad use by the market: they provide issuers with guidance on the key components involved
sustainability outcomes and promote integrity in the development of the SLB market by clarifying the approach for the issuance of a SLB). The Framework is in alignment with the five core components of the SLBP
application for the establishment of Hong Kong Feeder Funds and Thai Feeder Funds, and clarifying how they may be operated in a streamlined manner SEC agrees to expedite the approval process of a Thai Feeder
Office shall be empowered to require the issuer of depositary receipts to undertake the following actions within the period specified by the SEC Office: (1) Clarifying or amending information or submitting
displayed; (3) fluctuation of the price or the operating results of the goods or the underlying to which the contract or the instrument makes a reference. In this regard, there shall be a statement clarifying
facilitating the inspector(s) of the SEC Office in inspecting the audit quality control system; (4) clarifying or submitting any other information regarding the audit work or taking any other steps in giving
Principles by clarifying the disclosure responsibilities of boards of directors and investors in their mutual interest to protect and generate corporate value over the long term. 6 Contents Part 1: ICGN
, the SEC Office shall have the power to require that the person who files the registration statement proceed as follows within the period specified by the SEC Office: (1) clarifying, correcting or adding