CRA should avoid issuing credit ratings for entities or obligations for which it does not have appropriate information, knowledge, and expertise. For example, where the complexity of a security or the
investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex
“Financial Literacy in Workplace” to raise the knowledge and financial skills among the young working class. This is implemented through corporates, with 168 employers already enlisted in training workshops
enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about
30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed
network and to raise the awareness of relevant laws.SEC will consider preparing an operational plan to accommodate the above-mentioned meeting and discussion by July this year
issue size with increase in issuers. In this regard, ThaiBMA is pleased to support the project ?One step beyond with Bond Issue? to encourage companies to raise fund through bond issuance. ThaiBMA board
project helps to raise employers? awareness of PVD as a tool for promoting good financial health for their employees after retirement. Incorporating the I Code into the selection criteria is a tangible
, New Zealand, South Korea, Japan and Thailand with the objective of providing investors for a wider range of investment products and appropriate protection. It has the capacity to raise potential
: rangrong@sec.or.th or nattasasi@sec.or.th. In addition, SEC plans to officially launch the Wealth Advice for All Project in September 2018 to raise awareness in a wide range of people and a list of