. ENTERPRISE PUBLIC COMPANY LIMITED Common share IPO FUNCTION TRADING PUBLIC COMPANY LIMITED / FUNCTION TRADING PUBLIC COMPANY LIMITED Common share IPO BLESS ASSET GROUP PUBLIC COMPANY LIMITED
platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
2. ปัจจุบนัมีงานท่ีมีผูใ้ชบ้ริการแบบรวมศูนย ์(“central utility function”) บางประเภท ท่ีเกิดจากพฒันาระบบกลางเพื่อใหเ้กิดความประหยดัจากขนาด (economy of scale) ซ่ึงจะช่วยลดตน้ทุน ของภาคอุตสาหกรรมโดยรวมได
establish and maintain a review function made up of one or more senior managers with appropriate experience to review the feasibility of providing a credit rating for a type of entity or obligation that is
intermediary ’s branch office; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in
decision for clients; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital
units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital market products, financial instruments or other specified assets; (5
a year or when there is a significant change affecting the risks and impacts as such. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies
. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies should select a critical business function which it considers that if emergency