First application and website: www.sec.or.th/licensecheck. Further inquiries and signs of suspicious activities can be sent for fact-finding to the “SEC Help Center” via telephone hotline 1207 or SEC
licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application. To report suspicious activities, please contact the SEC through the SEC Public Service Center
their licensed or registered scope of businesses by visiting the SEC website (www.sec.or.th). In addition, any persons who come across suspicious unlicensed activities can report the matter to the SEC
Finance or the SEC. In case of suspicious, unlicensed securities business operation, please call SEC Hotline 1207 for further inspection.Information contained in this news release is as of the
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
Mr. Katsuyuki Mizumachi During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated
Mr. Kiichi Okuyama During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated total
Mr. Liam Dwyer Orton During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated total
Mr. John Worrall Darcy Grove During 2016-2017, Mr. Katsuyuki Mizumachi, the former Chief Executive committee, colluded with other person acted dishonestly through 5 suspicious transactions, estimated