Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
from ICO regulation. Also, providers who service trading utility tokens with similar rights including coins in games or points to redeem for products or services are not regarded as operating digital
Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation No. 15 (B.E. 2543) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By virtue of
Ministerial Regulation SHARE : Detail Content -Unofficial translation- Ministerial Regulation No. 15 (B.E. 2543) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By virtue of
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
responsibilities One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us RulesRegulation Detail Content Rules/Regulation SEC SET Ministry
firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and procedures relate to the access of audit file as well as back
responsibilities One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us RulesRegulation Detail Content Rules/Regulation SEC SET Ministry
Department 5. Ms. Oratai Nimtavorn acting Director, Investment Management Supervision and Inspection Department 6. Mrs. Namtip Synsukpermpoon acting Director, Securities Regulation Department 27. Mr. Chatchai
-19 Crisis หัวข้อ “Policy Panel on Regulation and Framework in the Region” โดยให้ข้อมูลเกี่ยวกับการดำเนินการของ ก.ล.ต. ในการส่งเสริมการเงินที่ยั่งยืน (sustainable finance) ผ่านกลไกตลาดทุนไทย พร้อม