control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
problem. 1.3 Significant Regulations and Rules related to Business Operations Significant regulations and rules in the third quarter of 2019 that may have affected KBank’s and K Companies’ business
integrated risk management (IRM), effective capital management and creation of a culture of risk awareness organization-wide. All these efforts are aimed at maintaining KBank’s stability as a leading financial
first bilateral memorandums of understanding designating multilateral cooperation for digital transformation of the Thai capital market in line with Thailand 4.0 Blueprint, on 27 May 2019 at the SEC
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised
the Thailand SDG Investor Map. This is one of the initiatives following the signing of the Memorandum of Understanding (MOU) early this year. Increasingly, all sectors are paying more attention to the
mutual fund investor base. The “Aom No.5” campaign is another solid campaign that can raise public awareness, particularly of those working-aged new generation, about the importance of disciplined saving
Connector and therefore tightened the relationship with our neighboring countries, aiming to grow together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding
understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on capital market development where the signatories take turn to host the meeting. Among ASEAN nations
SEC is dedicated to building a capital market ecosystem that supports sustainable growth, with a focus on raising businesses’ awareness and integration of the ESG principles into their operation in line