company to take any action or omit any action as the SEC Office deems appropriate within a specified period: (1) the management of a mutual fund has the characteristic or form in accordance with the rules
such securities company to correct, act or omit from any act, to comply with this Notification. Chapter 3 Transitional Provisions _______________ Clause 32 A securities company shall completely provide
brokerage or securities dealing, the SEC Office may order such securities company to correct, act or omit from any act, to comply with this Notification. Chapter 3 Transitional Provisions _______________
instruct such person to take corrective action, or act or omit from any act to comply with this Notification. Clause 35 The derivatives broker shall procure information or documentation relating to the
broker to comply with this Notification, or has inappropriate behaviors while acting as derivatives broker, the SEC Office may instruct such person to take corrective action, or act or omit from any act to
Notification, the SEC Office may order such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for
such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for appointment of representatives for a