Likelihood Rare (1), unlikely (2), possible (3), likely (4), very likely (5) Magnitude of impact Insignificant (1), minor (2), moderate (3), major (4), significant (5) Adaptability Very low (1), low (2
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
obtained an approval from the SEC Office and other relevant authorities for the issuance and offering of 1,080,000,000 newly issued ordinary shares of the Company to PLANB, which is an offering of newly
PLANB; (3) The Company has obtained an approval from the SEC Office and other relevant authorities for the issuance and offering of 1,080,000,000 newly issued ordinary shares of the Company to PLANB
) The shareholders’ meeting of the Company shall have approved the entering into the Right to Sell Advertising Media Agreement between the Company and PLANB; (3) The Company has obtained an approval from
Bangkok, October 2, 2007 ? The SEC is conducting a public hearing on the proposed amendments to the shelf filing rules for the issuance of short-term debt securities to facilitate greater flexibility
, underwriter will be required to seek client?s information sufficient to learn of client?s investment objective and understanding on the product. For the purpose of flexibility and practicality, underwriter is
expansion and national long-term competitiveness.The SEC regulations on establishment of infrastructure fund have been in place with more flexibility such as value of investment property in case of power