condition to lure the public into the trading. SEC Act S.243(1)(2) in conjunction with 244(1)(2)(3) Settlement Committee Meeting No. 4/2012 Settlement Committee Order No. 31/2012 Dated 20/08/2012

induce the investing public into the trading. SEC Act S.243(1) in conjunction with 244 and 243(2) Settlement Committee Meeting No. 4/2012 Settlement Committee Order No. 32/2012 Dated 20/08/2012

) in conjunction with 244 and 243(2) in conjunction with Section 83 of the Penal Code Settlement Committee Meeting No. 3/2012 Settlement Committee Order No. 24/2012 Dated 16/03/2012

product screening in order to offer for sale of debt instruments SEC Act S.116 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 32/2021 Dated 18/08/2021

failed to prepare and disclose report on change in her holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mrs. Chantip later filed the report

which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021

Mr. Virat Udomsinwatthana On June 13, 2007, Mr. Virat Udomsinwatthana failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr. Virat Udomsinwatthana acquired

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 52/2021 Dated 21/12

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

Mr. Derake Vongchinsri Between October 6, 2009 and November 5, 2009, Mr. Derake Vongchinsri, who acted together or was acting in concert with Mr. Thanapan Vongchinsri, Ms. Tanaporn Piyavechvirat