and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Securities Business For Which an Approval Is Required _____________________ By
the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information
emissions is required from 2020 • Transition risks to limit warming to 1.5 include policy and regulation, technological advancements and reputational impacts. Source: Climate Action Tracker, November 2021
documents as prescribed by the SEC. In this regard, the applicant may examine the list of the required documents for the SEC’s consideration in Form 35 – HK-TH MRF: Checklist for Mutual Recognition of Funds
highlight sheet (required only for an application of a feeder fund); and (g) Other supporting documents (if any). *As provided under paragraph 39 of the SEC Circular, applicants shall request the SFC to
Disposition of Assets, although the Company has no disposal of assets over the past six months. Therefore, the Company is required to comply with the Notifications on Acquisition or Disposition of Assets by
Securities and Exchange Commission, and offered through the Initial Coin Offering Portal. After the completion of an offering, the issuer of digital tokens is required to prepare and submit reports to the
. Therefore, AEONTS is required to pay the Annual System Fee of JPY 8,040,000 or 2,307,786 baht to AEON Systems, which is the same amount of the previous year. 2. As ASB Cambodia recognizes the importance of
digital age are hyperconnected within the ecosystem. On the plus side, KBank does not need to own all of the necessary expertise, but can instead link to other units or external organizations to maximize
agencies while also adding efficient tools to ensure market stability through the following actions: (1) a Capital Market Development Fund has been established; (2) the Stock Exchange of Thailand is required