the SEA?s Section 241, securities trading of the former GPF head in advance of the fund by using information about the fund?s pending orders (front running) is a breach of professional ethics for taking

auditor fails to have the qualifications in compliance with Clause 7; (2) the foreign auditor has a behavior that indicates a lack of professional ethics or violates or fails to comply with the

://www.sec.or.th/cgthailand/TH/Documents/Assessment/ROSC_Thailand_web.pdf Principles of Corporate Governance - G20 version Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o

risk management. SEC subsequently conducted a public hearing on the approved principles during the months of April and May 2020 to which all respondents agreed with the principles for amending the repo

With a view to elevating corporate governance of listed companies, the SEC aims for all of them to comply with the 15 CG principles, place importance on roles and duties of directors including

sector. In addition, as SEC has measures for monitoring and inspection of reports, data, including business standards and ethics of the securities companies, it is able to ease the rules to better

structure through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined”. (จาก G20/OECD Principles of Corporate Governance, 2015

costs for these business operators. The SEC solicited feedback on the proposed principles and draft regulations from the public and stakeholders in July 2566. Most respondents supported the proposed

On 3 August 2023, the SEC Board Meeting No. 12/2023 passed a resolution approving the principles and draft regulations related to application for approval and granting of approval for derivatives

world. SEC thus promotes application of ESG principles in the Thai capital market in all aspects, from the areas of products, issuers, investors and the preparation for readiness of intermediaries* as