the audit firm’s or has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors , and I am willing to
has been received from its clients; 4. I well acknowledge and understand the requirements in the Notification of the SEC Office regarding Approval of Auditors, and I am willing to comply with all
from clients to accommodate the SEC’s request. 4. I well recognize and understand the requirements in the notification of the SEC regarding to the approval of foreign auditors and I am willing to comply
fields of practice such as the ability to understand, identify, and integrate material sustainability into their analyses and investment decisions. In collaboration with the Securities and Exchange
investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring
education, international networking to assist local investors making investment abroad, and strengthening qualifications of AGM volunteer observers. We expect to see investors better understand their
better understand financial products and their own risk tolerance so as to make well-informed investment decisions. # # #
and comments to revise the regulations to be more flexible, easier to understand, clearer, and more appropriate.SEC has published relevant documents regarding public hearing at SEC website
and comments thereon, and revised them in order to be more flexible, easier to understand, clearer, and more appropriate. SEC has published relevant documents regarding