remark 1)2 10 In case of applying for work recontinuation after completing suspension term due to possession of prohibited characteristics. − ✓ Only examination on related rules is required. − − 11 In case
of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law
University, Thailand, a Barrister-at-Law of Thai Bar Association, and a Master of Laws from New York University, USA. He was Director-General of Department of Intellectual Property, Deputy Permanent Secretary
Intellectual Property and International Trade Litigation, Deputy Director-General of Department of Southern Bangkok Criminal Litigation, Director-General of Department of Policy, Strategy and Budget Planning and
hundred million baht: (1) keeping clients’ assets in its possession; (2) investing in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and
hundred million baht: (1) keeping clients’ assets in its possession; (2) investing in or holding securities for investment by the securities company itself; (3) bearing a responsibility for clearing and
business in any of the following manners, such securities company shall have paid-up registered capital of not less than one hundred million baht: (1) keeping clients’ assets in its possession; (2) investing
possession, nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients’ assets, which was a
select from. In so doing, the SEC Board would take into account the candidates’ possession of essential knowledge and experiences for managing the SET operation to ensure the SET stability, credibility and
to receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the